LAFAYETTE INVESTMENTS, INC.
Lafayette Investments, Inc. provides important disclosures on the topics below, in keeping with the requirement to provide disclosure information in a clear and conspicuous manner.
Business Continuity Disclosure Summary
and SIPC Protection Disclosure - This document provides a
summary of the Business Continuity Plan designed to enable Lafayette
to continue to meet its obligations to customers in the event
of a significant business disruption.
Routing Disclosure - Lafayette is exempt from SEC Rule 606 reporting. Individual order information is available upon request. To access disclosure of order routing information based upon the routing decisions of Lafayette's clearing firm, First Clearing, simply click on the Order Routing Disclosure link above.
Privacy Notice - This document
contains important privacy information for customers of Lafayette
Prospectus Delivery Methods
- This document contains information on prospectus delivery methods
following the implementation of the Access Equals Delivery model.
First Clearing Cash Sweep Program Disclosure Statement - Please follow this link for First Clearing’s most recent statement regarding its money market Cash Sweep Program.
Computer Security - This page provides specific information regarding Access Online and computer security best practices.
First Clearing Customer Fee Schedule - Please follow this link for a listing of First Clearing’s operational and annual account fees.
First Clearing Annual Account Fee Disclosures - Effective March 31, 2020
Coronavirus Preparedness Planning Mesage - Effective March 13, 2020
Customer Relationship Summary Brokerage Services - Effective June 30, 2020
Client Relationship Summary Investment Advisory Services - Effective June 30, 2020
Regulation Best Interest Disclosure - Effective June 30, 2020
Form ADV, Part 2A Disclosure Brochure - Effective March 27, 2020